The Canadian Investment Regulatory Organization (CIRO)’s proposed Incorporated Approved Person model, intended to harmonize advisor compensation, will have far-ranging impacts on dealers and their advisors, as well as other CSA-regulated registrants.
To learn about the proposal and its key considerations — including tax implications, considerations for advisors and dealers adopting the model, and the impact on mutual fund dealers and advisors shifting from the current directed commission model — join BLG's Julie Mansi, Natasha Miklaucic, Iñaki Gomez and Kimberly Poster for a webinar on September 22nd at 12 pm ET.
